AN-04 proof edition · CC0; exact source credit and separately licensed prerequisites

Measuring a distribution on its convex support

The support estimate needed by the hyperbolicity argument retains the distribution's order. An estimate on a larger neighborhood does not by itself give that estimate. We construct the missing finite-jet extension and then prove the support assertion.

Independent programme exposition and proof: GPT-6 Astra (OpenAI), 5 October 2026; CC0. The mathematical antecedents are Hörmander I, 2003 eBook, ISBN 978-3-642-61497-2, Theorems 2.3.6, 2.3.8 and 2.3.10. The exact earlier programme proofs are bound in the accompanying proof map.

The exact proof map connects the compact calculus, finite bumps and measure and distribution foundations. The other prerequisite is the general constant-coefficient inverse.

A maximal dyadic cube outside a convex rectangle, and a rotating annulus avoiding the zeros of a polynomial.

Exact examples for the two constructions. Top: K=[−1,1]×[−0.4,0.4]K=[-1,1]\times[-0.4,0.4], Q=[13/8,7/4]×[1,9/8]Q=[13/8,7/4]\times[1,9/8], and its enlargement about the center. The solid cube satisfies CJ5 and its dashed dyadic parent fails it, so QQ is maximal. The segment joins its center to its nearest point aQ=(1,0.4)a_Q=(1,0.4). Only this cube is shown, not the entire cover. Bottom: for Q(z)=z2−1Q(z)=z^2-1, the annulus 0.4≤∣z∣≤0.60.4\le|z|\le0.6 is invariant under rotations and obeys ∣Q(z)∣≥1−∣z∣2≥0.64|Q(z)|\ge1-|z|^2\ge0.64; a normalized radial smooth bump supported inside it is an example of the kernel in F1–F2 of the companion. The dashed circle is ∣z∣=0.5|z|=0.5; the red crosses are the two actual roots. Reproducible figure, vector version. Both proof mechanisms follow below and in the companion.

C1. Statement and the Taylor compatibility on a convex set

Let K⊂RnK\subset\mathbb R^n be nonempty, compact and convex, and kk a nonnegative integer. For a smooth ff on a neighborhood of KK, set

Mk(f;K)=max⁡∣α∣≤ksup⁡a∈K∣∂αf(a)∣,Taf(x)=∑∣α∣≤k∂αf(a)α!(x−a)α.(CJ1) M_k(f;K)=\max_{|\alpha|\le k}\sup_{a\in K}|\partial^\alpha f(a)|,\qquad T_af(x)=\sum_{|\alpha|\le k}\frac{\partial^\alpha f(a)}{\alpha!}(x-a)^\alpha. \tag{CJ1}

We will construct a compactly supported V∈Ck(Rn)V\in C^k(\mathbb R^n) with the same jets through order kk on KK, supported in a fixed compact set depending only on KK, and with

∥V∥Ck≤CK,kMk(f;K).(CJ2) \|V\|_{C^k}\le C_{K,k}M_k(f;K). \tag{CJ2}

The construction is linear in the finite jet of ff. It works also when KK has empty interior or consists of one point.

Here is the compatibility that makes this possible. If a,b∈Ka,b\in K, the whole segment between them lies in KK. Apply the earlier one-variable Taylor formula, with its integral remainder, to each ∂αf\partial^\alpha f along that segment. Subtract the last Taylor coefficient at the initial endpoint. For k≥1k\ge1, let ω(r)\omega(r) be a fixed dimensional constant times the maximum oscillation of derivatives of order kk between points of KK at distance at most rr. For k=0k=0, use the oscillation of ff itself. Compact uniform continuity gives ω(r)→0\omega(r)\to0, and ω≤CkMk(f;K)\omega\le C_kM_k(f;K). Taylor's formula gives

∣∂αf(b)−∂αTaf(b)∣≤ω(∣b−a∣)∣b−a∣k−∣α∣,∣α∣≤k.(CJ3) |\partial^\alpha f(b)-\partial^\alpha T_af(b)| \le \omega(|b-a|)|b-a|^{k-|\alpha|},\qquad |\alpha|\le k. \tag{CJ3}

For ∣α∣=k|\alpha|=k this is precisely the definition of the modulus. If KK is a point the comparisons with distinct endpoints are absent and the error is zero.

Reexpand the polynomial Tbf−TafT_bf-T_af at bb; its coefficient of degree γ\gamma is the left side of CJ3 with α=γ\alpha=\gamma. Thus, whenever ∣a−b∣,∣x−b∣≤Cr|a-b|,|x-b|\le Cr,

∣∂α(Tbf−Taf)(x)∣≤C′ω(Cr)rk−∣α∣,∣α∣≤k.(CJ4) |\partial^\alpha(T_bf-T_af)(x)| \le C'\omega(Cr)r^{k-|\alpha|},\qquad |\alpha|\le k. \tag{CJ4}

This follows by multiplying each coefficient bound by ∣x−b∣∣γ∣−∣α∣|x-b|^{|\gamma|-|\alpha|} and summing the finitely many γ\gamma. No extension theorem has yet been assumed.

C2. Cubes and a partition with distance-controlled derivatives

Put Ω=Rn∖K\Omega=\mathbb R^n\setminus K, and write d(x)=dist⁡(x,K)d(x)=\operatorname{dist}(x,K). Choose all maximal closed dyadic cubes QQ satisfying

4diam⁡Q≤dist⁡(Q,K).(CJ5) 4\operatorname{diam}Q\le\operatorname{dist}(Q,K). \tag{CJ5}

They cover Ω\Omega. Indeed, a sufficiently small dyadic cube containing any x∈Ωx\in\Omega satisfies CJ5. Its sufficiently large ancestors fail it, since their distance to KK is at most d(x)d(x), whereas their diameter tends to infinity. Thus a maximal ancestor exists. Two distinct maximal dyadic cubes have disjoint interiors: dyadic cubes with overlapping interiors are nested, and nesting would contradict maximality. Boundary coincidences do not affect this argument.

The parent of a maximal QQ fails CJ5. A point in the parent is within its diameter of QQ, so

4diam⁡Q≤dist⁡(Q,K)<10diam⁡Q.(CJ6) 4\operatorname{diam}Q\le\operatorname{dist}(Q,K) <10\operatorname{diam}Q. \tag{CJ6}

Enlarge each cube about its center by the factor 9/89/8, calling the result Q∗Q^*. Every point moves by at most diam⁡Q/16\operatorname{diam}Q/16. Hence d(x)d(x) is bounded above and below by positive dimensional constants times its side length ℓQ\ell_Q when x∈Q∗x\in Q^*.

If two such enlarged cubes meet, both side lengths are therefore comparable to the distance of a common point from KK, and so to each other. At a fixed point all enlarged cubes containing it have comparable side length and lie in a ball of comparable radius. Their disjoint interiors, whose volumes are bounded below by a fixed multiple of that scale to power nn, give a uniform bound on their number by the volume of the ball. The same argument in a small neighborhood proves local finiteness in Ω\Omega. More explicitly, on a compact subset of Ω\Omega, dd has a positive minimum and a finite maximum; meeting cubes consequently have a positive minimum side length and lie in a bounded set.

Use the earlier product bump to choose χQ≥0\chi_Q\ge0, equal to one on QQ and supported in the interior of Q∗Q^*, with derivatives bounded by CαℓQ−∣α∣C_\alpha\ell_Q^{-|\alpha|}. The sum S=∑QχQS=\sum_Q\chi_Q is smooth on Ω\Omega, at least one, and bounded above by the overlap constant. Define ρQ=χQ/S\rho_Q=\chi_Q/S. Then

∑QρQ=1,supp⁡ρQ⊂Q∗,∣∂αρQ(x)∣≤Cαd(x)−∣α∣.(CJ7) \sum_Q\rho_Q=1,\quad \operatorname{supp}\rho_Q\subset Q^*,\quad |\partial^\alpha\rho_Q(x)|\le C_\alpha d(x)^{-|\alpha|}. \tag{CJ7}

To verify the derivative bound, the finite overlap bounds each derivative of SS by Cαd−∣α∣C_\alpha d^{-|\alpha|}. Differentiate S(1/S)=1S(1/S)=1 and induct on ∣α∣|\alpha|, using S≥1S\ge1, to obtain the same bound for 1/S1/S. The product rule gives CJ7. We have not differentiated the nonsmooth distance function; it only measures these pointwise estimates.

C3. Constructing and gluing the finite jets

For each cube choose a nearest point aQ∈Ka_Q\in K to its center; a minimizer exists by compactness. If x∈Q∗x\in Q^*, CJ6 and the triangle inequality give ∣x−aQ∣≤Cd(x)|x-a_Q|\le C d(x). Define

W(x)=∑QρQ(x)TaQf(x)(x∉K),W(x)=f(x)(x∈K).(CJ8) W(x)=\sum_Q\rho_Q(x)T_{a_Q}f(x)\quad(x\notin K), \qquad W(x)=f(x)\quad(x\in K). \tag{CJ8}

Off KK this is a locally finite smooth sum. Fix such an xx, and choose a nearest a∈Ka\in K to xx. In a neighborhood of this point, differentiate the sum while keeping this aa fixed. Since the partition sums to one, subtract its common polynomial TafT_af:

∂αW(x)−∂αTaf(x)=∑Q∑β≤α(αβ)∂βρQ(x) ∂α−β(TaQf−Taf)(x).(CJ9) \partial^\alpha W(x)-\partial^\alpha T_af(x) =\sum_Q\sum_{\beta\le\alpha} {\alpha\choose\beta}\partial^\beta\rho_Q(x)\, \partial^{\alpha-\beta}(T_{a_Q}f-T_af)(x). \tag{CJ9}

All contributing anchors are within Cd(x)Cd(x) of each other and of xx. CJ4, CJ7 and finite overlap bound the right side by

Cαω(Cd(x))d(x)k−∣α∣.(CJ10) C_\alpha\omega(Cd(x))d(x)^{k-|\alpha|}. \tag{CJ10}

We verify actual differentiability on KK, rather than just the existence of limits. Fix a0∈Ka_0\in K, let r=∣y−a0∣r=|y-a_0|, and take ∣α∣≤k|\alpha|\le k. When y∉Ky\notin K, its nearest aa satisfies d(y)≤rd(y)\le r and ∣a−a0∣≤2r|a-a_0|\le2r. Combining CJ10 with CJ4 therefore gives

∂αW(y)=∂αTa0f(y)+o(rk−∣α∣).(CJ11) \partial^\alpha W(y) =\partial^\alpha T_{a_0}f(y)+o(r^{k-|\alpha|}). \tag{CJ11}

When y∈Ky\in K, interpret the left side as the assigned jet ∂αf(y)\partial^\alpha f(y); CJ3 gives the same relation. For ∣α∣=k|\alpha|=k, this proves continuity of the assigned jet field. For ∣α∣<k|\alpha|<k, expand the polynomial in CJ11 to degree one: its constant and linear coefficients are precisely the assigned jets of degrees ∣α∣|\alpha| and ∣α∣+1|\alpha|+1, and the remaining error is o(r)o(r). Starting with α=0\alpha=0 and inducting proves that WW is CkC^k and has all the assigned derivatives. This also covers sequences alternating between KK and its complement. For k=0k=0, CJ11 directly proves continuity.

On any fixed bounded neighborhood of KK, the Taylor polynomials and their derivatives are bounded by a constant times Mk(f;K)M_k(f;K). Equations CJ10 and ω≤CkMk\omega\le C_kM_k give the same bound for WW through order kk; distances on this neighborhood are bounded. Multiply by a fixed compact smooth cutoff equal to one near KK. The product VV has the required jets and satisfies CJ2 by the finite product rule. The partition, anchors and cutoff depend on KK, not ff, so this is a linear construction. This proves the extension assertion.

C4. A distribution kills a flat finite jet

Let uu be a compactly supported distribution of order at most kk. Its finite-order bound on a fixed compact neighborhood extends uu continuously to compactly supported CkC^k functions there. For completeness, convolution with the earlier compact mollifier converges with every derivative through kk, uniformly on a slightly enlarged compact set, by uniform continuity and its unit integral. The distribution bound therefore makes the pairings Cauchy and independent of the approximating sequence.

Suppose now supp⁡u⊂K\operatorname{supp}u\subset K, and g∈Cckg\in C_c^k has every derivative through order kk zero on KK. Taylor's integral formula at a nearest point, using the uniform modulus of continuity of its top derivatives on a compact neighborhood, gives

sup⁡d(x)≤3δ∣∂αg(x)∣=o(δk−∣α∣),∣α∣≤k.(CJ12) \sup_{d(x)\le3\delta}|\partial^\alpha g(x)| =o(\delta^{k-|\alpha|}),\qquad |\alpha|\le k. \tag{CJ12}

This Taylor segment need not lie in KK: gg is defined on the ambient neighborhood, and its jets vanish at the initial point. When k=0k=0 this is uniform continuity.

Take a nonnegative unit-integral mollifier supported in the unit ball and set θδ=1{d<2δ}∗ρδ\theta_\delta=\boldsymbol1_{\{d<2\delta\}}*\rho_\delta. Then θδ=1\theta_\delta=1 when d≤δd\le\delta, is zero when d≥3δd\ge3\delta, and its derivative of order α\alpha is bounded by Cαδ−∣α∣C_\alpha\delta^{-|\alpha|}. The latter bound follows from the L1L^1 norm of ∂αρδ\partial^\alpha\rho_\delta, since the indicator is bounded by one. Differentiation of the convolution is justified by the compact smooth kernel and dominated convergence. The product rule and CJ12 yield

∥θδg∥Ck⟶0.(CJ13) \|\theta_\delta g\|_{C^k}\longrightarrow0. \tag{CJ13}

Since g−θδgg-\theta_\delta g vanishes on a neighborhood of KK, its pairing with uu is zero. This remains true for CkC^k functions by mollifying with sufficiently small radius away from KK and taking the defining limit. Thus u(g)=u(θδg)→0u(g)=u(\theta_\delta g)\to0. The pairing is zero.

C5. The exact support estimate and the half-ball application

For a smooth test ff, form VV by C3. The difference has flat jets through kk on KK, so C4 and the finite-order bound give

∣u(f)∣=∣u(V)∣≤C∥V∥Ck≤C′max⁡∣α∣≤ksup⁡K∣∂αf∣.(CJ14) |u(f)|=|u(V)|\le C\|V\|_{C^k} \le C'\max_{|\alpha|\le k}\sup_K|\partial^\alpha f|. \tag{CJ14}

Cutoffs equal to one near KK extend this statement to any smooth ff defined on its neighborhood. If KK is empty then u=0u=0: a partition into tests in the open complement of its support proves this directly. The empty case is therefore harmless.

In the Cauchy necessity argument, localize a supported solution by a cutoff η\eta equal to one near the compact support K0K_0 of the adjoint test vv. Choose the support of η\eta inside a larger closed coordinate ball. The support of ηu\eta u lies in the compact convex intersection KK of this ball with the permitted half-space or closed cone. Apply CJ14 to P∗vP^*v. This function and all its derivatives vanish outside K0K_0, and consequently

∣(u,P∗v)∣=∣(ηu,P∗v)∣≤C∑∣α∣≤ksup⁡Cu∣∂αP∗v∣.(CJ15) |(u,P^*v)|=|(\eta u,P^*v)| \le C\sum_{|\alpha|\le k}\sup_{C_u}|\partial^\alpha P^*v|. \tag{CJ15}

This is the required estimate on the solution support. The order is the same kk as that of ηu\eta u; there is no loss of derivatives and no derivative of η\eta inside P∗vP^*v. Complex conjugation converts the bilinear distribution convention to the Hermitian pairing without changing any absolute-value bound.

The proof uses only the compact Taylor, bump, measure, mollifier and distribution-order results explicitly included in the programme. The book's support theorem is credited as a mathematical source; CJ1–CJ15 supply the actual programme proof.